Compliance requires efficient and effective solutions developed through experience.
That's what r eee g stands for.
Regulation
Expertise in Switzerland and Liechtenstein, with a focus on international developments.
Expertise
A 360-degree perspective from auditing, consulting, supervision, and in-house functions.
Efficiency
Driven by motivation, goal-oriented, and client-focused, all while offering competitive prices.
Effectiveness
Commitment to providing comprehensible, lasting and reliable solutions.
Expertise
Regulatory requirements are constantly evolving. Compliance with and the implementation of new requirements always bring new tasks and challenges for financial intermediaries.
As an external specialist, reeeg's services cover all areas of financial market law, compliance and risk management.
As an independent consulting firm, reeeg possesses the necessary expertise.
We stand for efficient and constructive support, especially in the following areas:
- Financial Crime Compliance (CDB, AMLA, EU-AML/CFT, KYC)
- Sanctions Compliance
- Conduct Rules (FinSA, MiFID II)
- Remuneration regulation
- Cross-border regulation
Services
reeeg supports with:
- advisory mandates
- temporary support in day-to-day business
- insourcing / outsourcing solutions
- trainings
- project management, support or collaboration in projects
- tailor-made support according to the clients’ needs
Legal
Regulatory
Corporate Governance
- Regulatory consulting
- Regulatory Health Checks
- Regulatory framework analyses, drafting of policies and internal regulations
- Provide support for the introduction or on-going development of system-based GRC tools
- Drafting / reviewing of contracts and forms related to financial market law
Compliance
- Assessment of compliance management programs
- Compliance risk assessments
- Implementation of compliance controls
- File Reviews, Due Diligence checks
- Provide support for the introduction or on-going development of system-based compliance tools (CRM/PMS tools)
- Elaboration of training concepts, preparation of training material, providing trainings
Risk Management
Internal Control
- Analysis and optimisation of risk management frameworks
- Assessment of (non-financial) risks and support in risk analyses
- Design of an internal control system
- Provide support for the introduction or on-going development of system-based GRC tools
About me
«I am personally committed to being a reliable partner to my clients. With a 360-degree view, I help to maintain an understanding of regulation and to implement financial market regulation with foresight, individual measures, and a clear communication: Knowledge, experience, and communication lead to practical and lasting solutions.»
My professional experience
Lawyer with over 15 years of experience in financial market regulation, including:
- In-house functions at an international bank and a financial group specialising in asset management
- Regulatory audits and advisory positions at a Big Four auditing firm
- Employment with the Liechtenstein Financial Market Authority and a Swiss law firm.
Education
- Law studies in Konstanz (Germany) and Stockholm (Sweden)
- Admitted to the bar (Germany) in 2006
- DAS Compliance Management IFZ Lucerne University of Applied Sciences and Arts
My strengths
- I combine in-depth expertise and industry knowledge with entrepreneurial thinking.
- I understand the challenges of both strategic decisions and day-to-day business.
- My specific strengths include commitment, high quality standards, analytical thinking, communication skills, and a solid instinct.
My Publications
Basler Kommentar zum Geldwäschereigesetz (GwG)
Vor Art. 3; Helbing & Lichtenhahn, Basel; 2021 (AMLA Commentary in Geman)
Financial intermediary business - developments and requirements in the context of anti-money laundering and counter-terrorism
PwC Insights (2023) (in German) › To the publication
The risk-based approach in the KYC process
Kalaidos University of Applied Sciences Switzerland Blog (2019) (in German) › To the publication
Core elements of a compliance program
Kalaidos University of Applied Sciences Switzerland Blog (2017) (in German) › To the publication
Compliance against white-collar crime
Kalaidos University of Applied Sciences Switzerland Blog (2017) (in German) › To the publication
Insights for an effective compliance program
Kalaidos University of Applied Sciences Switzerland Blog (2017) (in German) › To the publication